Tag Archives: The Lord of the Rings

Khazâd Part II: The Deep Places of the World

If you are claustrophobic, remind yourself that you are free in the open air where you may appreciate, from afar, beauty that you never need see in person.



The Dwarves of J. R. R. Tolkien’s Arda are closely associated with the caves of their world. If you delve into the Silmarillion, you will find that they (the caverns as well as the Dwarves) were originally shaped from stone by Aulë of the Valar.

In some ways, the Khazâd are very like the caves in which they dwell. I find that both are often misunderstood and dismissed as unlovely. Now, I am a lover of nature; of forests, flora and fauna. I can understand that, from a cursory look, caves seem dark, cold, dull, and confining to people who share my love of sunlight and living things. However, one only has to take a closer look and the subterranean world becomes a place of overwhelming wonder and beautiful fascination.

If you do not already know what I mean, follow these links to the National Geographic website and browse the photographs of caves.

The Dwarves, like their underground homes, seem one thing from an outside perspective, but have quite a different character when one delves deeper. They remind me of geodes. On the surface they are hard, rough and unlovely. Within at least some of them (or more likely most of them) there is astounding beauty. If you do not believe me, take a closer look at Gimli in The Lord of the Rings (the books, not the films. Gimli’s character in the films just represents the stereotype most people expect from fantasy Dwarves). He is, after all, the Dwarf we come to know best and we witness more of what is precious in him than in any of his kin.

It is said, in the Silmarillion, that “since they were to come in the days of the power of Melkor, Aulë made the Dwarves strong to endure. Therefore they are stone-hard, stubborn, fast in friendship and in enmity, and they suffer toil and hunger and hurt of body more hardily than all other speaking peoples; and they live long, far beyond the span of men, yet not forever.”

This is the rough, tough crust of the Dwarven geode and gives us insight into why all their strength and hardness is apparent, while their beauty is hidden. This is what we see most often as we read Tolkien’s writings. Dwarves in battle, hewing their enemies with axes, Dwarves being insular and secretive, or pragmatic or greedy and most of all, stubborn.

There is good rock here. This country has tough bones… Give me a year and a hundred of my kin and I would make this a place that armies would break upon like water. -Helm’s Deep, The Two Towers

The above is Gimli, and an example of the kind of talk most people seem to expect from Dwarves. But see, this too is Gimli:

…when the torches are kindled and men walk on the sandy floors under the echoing domes… gems and crystals and veins of precious ore glint in the polished walls; and the light glows through folded marbles, shell-like, translucent as the living hands of Queen Galadriel. There are columns of white and saffron and dawn-rose… fluted and twisted into dreamlike forms; they spring up from many-coloured floors to meet the glistening pendants of the roof: wings, ropes, curtains fine as frozen clouds; spears, banners, pinnacles of suspended palaces! Still lakes mirror them: a glimmering world looks up from dark pools covered with clear glass; cities such as the mind of Durin could scarce have imagined in his sleep, stretch on through avenues and pillared courts, on into the dark recesses where no light can come. And plink! A silver drop falls, and the round wrinkles in the glass make all the towers bend and waver like weeds and corals in a grotto of the sea. Then evening comes: they fade and twinkle out; the torches pass on into another chamber, and another dream. There is chamber after chamber, Legolas; hall opening out of hall, dome after dome, stair beyond stair; and still the winding paths lead on into the mountains’ heart. … Happy was the chance that drove me there! It makes me weep to leave them.

Strange to see such different speeches from the same character… or is it? When characters, and with them fictional races, are people rather than stereotypes, then it becomes possible for them to be this complex. And if you think that Gimli, being a Dwarf, is too biased towards subterranean beauty to be a reliable witness, here is the reaction of Legolas, the Wood Elf, after seeing Aglarond in The Return of the King:

…he was silent, and would say only that Gimli alone could find fit words to speak of them. ‘And never before has a Dwarf claimed a victory over and Elf in a contest of words,’…

Tolkien gives us only pieces of the subterranean glories of Middle Earth, with the above being, as far as I am aware, his longest description. But if Arda’s caves are anything like the world we live in then the Dwarves are in love with cathedral halls stone forests, underwater chambersliving ghosts, minerals waiting to flash or glow, skies with living stars, natural murals, tunnels, rivers, artistic colors, stone lace, smooth “pearls” and infinitely more.

Now, the underground of Arda is not a safe or gentle place. It harbors ugliness, fear and death as well as great beauty. As Gandalf says in The Two Towers, “The world is gnawed by nameless things… but I will bring no report to darken the light of day.” Just as the woods of Arda hold beauty, ugliness and terror, so do the Deeps. The Dwarves have need of their rough exterior to survive in such places. Yet they are often well-rewarded for their endurance, and I do not simply mean by wealth. Too often are the Dwarves charged with valuing only gold, jewels and mithril. Gimli speaks of how he expects his people to react to Aglarond in The Two Towers:

None of Durin’s race would mine those caves for stone or ore, not if diamonds and gold could be got there. Do you cut down groves of blossoming trees in the spring-time for firewood? We would tend these glades of flowering stone, not quarry them. With cautious skill, tap by tap-a small chip of rock and no more, perhaps, in a whole anxious day-so we could work, and as the years went by, we should open up new ways, and display far chambers that are still dark, glimpsed only as a void beyond fissures in the rock. … We should make lights, such lamps as once shone in Khazad-dûm; and when we wished we would drive away the night that has lain there since the hills were made; and when we desired rest, we would let the night return.

Could a people with such feelings possibly be prosaic or ultimately materialistic? I think not. No.

Yet, how often are they represented as such? Many readers of Tolkien’s scribblings see the hard surface of the Dwarves and look no deeper. They do not realize the world of imagination they are missing. They cast a geode aside, assuming that something so plain and rough could not possibly harbor anything extraordinary within. The other races of Arda often do the same.

And yes, I am well aware that I have dived into the deep end of the nerd pool. Onwards! Next on the list is my take on the Dwarven drive to create.

For the rest of the series, look here:
Of the Free Peoples of Arda
Khazâd Part I: Aulë
Khazâd Part III: Creation
Khazâd Part IV: The Road Goes On

Khazâd Part I: Aulë

And now I will begin to explain my take on J. R. R. Tolkien’s Dwarves, or the Khazâd, as they call themselves. It has taken me this long to gather my thoughts, dig up my evidence and organize my reasoning. I assume that most of my readers are familiar with Middle Earth and its inhabitants. If you have any questions, feel free to ask me in the comments section, or check out the Tolkien Gateway and its handy search engine.

I begin with what is, for the Dwarves, the beginning.

As far as I know, the Dwarves are the only race of Arda to be created by a single Ainu. The others arose from the Music of the Ainur, or from the corrupting influence of Melkor on existing races.  There are other races closely associated with specific Ainu (like the Ents and Yavanna, or the Eagles and Manwë),  but only the Dwarves were the work of a single mind. Therefore understanding them must begin with understanding something of their maker, Aulë the Smith.

In the Valaquenta Silmarillion, Aulë is said to be the third-mightiest of the Lords of the Valar, and the most similar in talents to the Enemy of the Valar, Melkor.  He is shown to be a smith and the shaper of the “substances of which Arda is made.”

He is … a master of all crafts, and he delights in works of skill, however small, as much as in the mighty building of old. His are the gems that lie deep in the Earth and the gold that is fair in the hand, no less than the walls of the mountains and the basins of the sea. … Melkor was jealous of him, for Aulë was most like himself in thought and powers; and there was long strife between them, in which Melkor ever marred or undid the works of Aulë, and Aulë grew weary in repairing the tumults and disorders of Melkor. Both, also, desired to make things of their own that should be new and unthought of by others, and delighted in the praise of their skill. But Aulë remained faithful to Eru and submitted all that he did to his will; and he did not envy the works of others, but sought and gave counsel. Whereas Melkor spent his spirit in envy and hate, until at last he could make nothing save in mockery of the thought of others, and all their works he destroyed if he could.” Valaquenta, Silmarillion

And there you have it. Aulë contained the fire and will to create and this made him great, but also led him into trouble. From what Tolkien writes, the desire to create is both wonderful and perilous. Many of his most destructive characters are either akin to Aulë  or else were his disciples. Fëanor, so talented and so catastrophic, and even Sauron, himself, learned craft from the Smith. It would be easy to assume that Tolkien considered craftsmanship a road to evil. He certainly represents the dangers of creativity in materialism and delusions of godhood. A closer look, though, reveals a very different message. Tolkien’s take seems to be that the paramount wonder and power of creation is balanced by great risk.

But for all the dangers of this creative drive, Aulë is represented as a good being. He is patient (save in one instance that I will discuss shortly), even-tempered, generous, strong, hard-working and artistic. Of the Lords of the Valar, he and Oromë are my favorites, but the Smith wins by a nose. I guess I identify with smiths. No surprise there.

I also identify with being patient in some regards and impatient in others. Of Aulë’s impatience, the Quenta Silmarillion, chapter 2, has this to say:

…so greatly did Aulë desire the coming of the Children, to have learners to whom he could teach his lore and his crafts, that he was unwilling to await the fulfillment of the designs of Ilúvatar. And Aulë made the Dwarves even as they still are…

Aulë, however, had his limits. He could make only puppets, for he was unable to give his creations souls of their own. Ilúvatar, Aulë’s creator, confronts him with this, and asks if Aulë wishes to be lord over things that do not have the power of movement or speech unless his thoughts are on them. Aulë replies:

“I did not desire such lordship. I desired things other than I am, to love and to teach them, so that they too might perceive the beauty of Eä, which thou hast caused to be. For it seemed to me that there is great room in Arda for many things that might rejoice in it, yet it is for the most part empty, still, and dumb. And in my impatience I have fallen into folly. Yet the making of things is in my heart from my own making by thee; and the child of little understanding that makes a play of the deeds of his father may do so without thought of mockery, but because he is the son of his father. But what shall I do now, so that thou be not angry with me for ever? As a child to his father, I offer to thee these things, the work of the hands which thou hast made. Do with them what thou wilt. But should I not rather destroy the work of my presumption?” Quenta Silmarillion, chapter 2

I find that a compelling speech. My desire to create things, not in mockery but in celebration of what is, puts me in keen sympathy with Aulë.  Recognizing that his actions were selfish, Aulë moves to destroy his creations, but Ilúvatar has already given them souls and they shrink from Aulë in fear. Ilúvatar tells Aulë that he will adopt the Dwarves, but he makes this caveat: “when the time comes I will awaken them, and they shall be to thee as children; and often strife shall arise between thine and mine, the children of my adoption and the children of my choice.” Quenta Silmarillion, chapter 2

This quote dissatisfies me. It is as if Ilúvatar has no warmth of love for the Dwarves and takes them on reluctantly. It is something I would like to ask Tolkien about. Is it a shade of his own heart, reluctant to love the Dwarves? Or did he intend it to be part of the Elven slant of the Silmarillion? But knowing a little of Tolkien’s background and faith, there is another possibility. Perhaps he intended the quote to echo another adoption: that of the gentiles in the Bible.

Being a gentile, this may explain some of my sympathy with the Dwarves. Ilúvatar is the father of the souls of the Dwarves, and in giving them souls adopts them as his children. It is interesting, to me, that Tolkien drew some of his ideas of the Dwarven culture (and their language) from Jewish cultures. For, to me, they seem like the Gentiles of Middle-earth. This possibility raises a myriad of questions, none of which I would dare to answer, but I find it intriguing.

To sum up: Aulë created the Dwarves from stone and he intended them to share his creative spirit with its inherent wonders and dangers, to endure and resist the destruction and corruption of Melkor and to love and enjoy the world.  Ilúvatar adopted Aulë’s creations and gave them souls, making them independent of their original maker, free agents in the world. Ilúvatar put them to sleep until the other Children should wake, and perhaps from the inherent difference between communal creations and singular creations, Ilúvatar said that there would be strife between the Dwarves and the other races.  That is the background of the Dwarves.

Next, I will explore the environment that shaped them after their waking.

For the rest of the series, look here:
Of the Free Peoples of Arda
Khazâd Part II: The Deep Places of the World
Khazâd Part III: Creation
Khazâd Part IV: The Road Goes On

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