Khazâd Part IV: The Road Goes On

This post is the end of a series. Find the earlier installments here:
Of the Free Peoples of Arda
Contrariwise
Khazâd Part I: Aulë
Khazâd Part II: The Deep Places of the World
Khazâd Part III: Creation

I’ve tried to wrangle this post down to something (possibly) reasonable. I hope you have enjoyed the series and that the Khazâd, if they haven’t before, now spark your curiosity and imagination.

Stereotypes, pernicious over-simplifications based on seeds of truth covered with lies, are as pervasive in our literary worlds as they are in the world we inhabit. I will spare you a full rant, but one of my objects in life is to smash the boxes we form around each-other that prevent us from truly seeing our fellows. If I could do it with an axe, I would. Baruk Khazâd! Khazâd ai-mênu!

The more time J. R. R. Tolkien spends with a character or a race, the more stereotypes fade. It is ironic that numerous clichés have arisen from the reading and subsequent glossing-over of his work.  It makes me wonder how many people actually read him. My intent is to highlight often-overlooked aspects of Tolkien’s Dwarves and break down some of the popular clichés. However, there is always a danger of creating new ones, and that is just as bad. I dislike even “positive” stereotypes because they insulate us from seeing.

Therefore, assume Tolkien wrote exceptions to everything I say about the Khazâd. They are not all alike.

In many “fantasy” books, films, and games, Dwarves are either comic relief; gruff, warlike side-characters; or else the “Big Guy” of the story.  Because the clichés have roots in Tolkien, some assume that Tolkien wrote according to these pop-culture images. His Khazâd are not pretty or dashing enough to garner much attention, and so their subtle complexity is overlooked. In contrast, his equally-complex Elves have gotten so much attention that many people are sick of them, which is also sad.

The seeds at the heart of “Tolkienesque”  Dwarves can be found in Tolkien’s work. He, however, does not take the acorn for the oak, and neither should we.

The Khazâd, like all of Tolkien’s races, have their cultural weaknesses. I share many of these, which adds sympathy to my other reasons for loving them. Excessive pride is probably the cause of their worst moments (Thorin, anyone?). This is not surprising for a people whom the elves call “Naugrim,” meaning “Stunted People,” and who face attitudes such as this:

…Caranthir was haughty and scarce concealed his scorn for the unloveliness of the Naugrim, and his people followed their lord. Quenta Silmarilion, Chapter 13

While the scorn of others doesn’t excuse pride, it helps explain the defensiveness of many Dwarves. They are also stubborn. The Silmarillion states that Aulë made them stubborn in defiance of the Enemy. It stands them in good stead, but it also gets between them and those who would be their friends were they more yielding.

…they were made…  to resist most steadfastly any domination. Though they could be slain or broken, they could not be reduced to shadows enslaved to another will… All the more did Sauron hate… and desire to dispossess them.” -Appendix A

Though it was sometimes destructive in other ways, I love that the stubborn nature of the Dwarves kept them from coming under the dominion of Sauron.

The greedy Dwarf is a stereotype all it’s own, isn’t it? Perhaps Tolkien understood that fierce love of the beauty of the world, though good in its way, leaves the heart vulnerable. I certainly find it so in myself.  It is a difficult balance to love without coveting; to be in the world and not of it. Like the Dwarves, sometimes I succeed and sometimes I fail. But I am very fond of this quote of Galadriel’s from The Fellowship of the Ring:

Let none say again that Dwarves are grasping and ungracious!

There is evidence throughout Tolkien’s scribbles that Dwarves are not as greedy as they are painted by the other races. For the sake of length, I will have to let you find it on your own.

The Khazâd are secretive. They do not teach their language to others and their true names are never written or told to outsiders. That’s right, we only have nicknames for the Dwarves! It may not help their relationships outside their own people, but I find the secretive aspect of Dwarven society mysterious. I like a little mystery.

Like their weaknesses, the strengths of the Dwarves are usually blown out of proportion or, if they do not fit cleanly into the clichés, forgotten. Loyalty is common in stock-fantasy Dwarves, but it is also very present in Tolkien’s representation. This resonates deeply with me. I believe friendship should be fast (in the archaic sense) and enduring. Love and promises should bind. The Khazâd, in general, seem to agree with me. This, however, ties in with an aspect of Dwarves often completely ignored: romantic love.

Because they are not beautiful, Dwarves in love seems off-putting to many. Even Tolkien says little on the subject. According to the Appendix A, only about a third of Dwarves are women (how are they not extinct?). Not all Dwarf women desire marriage, and neither do all Dwarf men (which is good, given the discrepancy in numbers!). But when they do marry, they take only one wife or husband in a lifetime. It is said that often a Dwarf woman, on failing to win the heart she desires, “will have no other.” I expect the same is true for Dwarf men. This suggests that when they do love it is with a passion similar to their craftsmanship: a powerful, single-minded, and loyal love.

The Khazâd are passionate beneath the surface. Cliché Dwarves seem to have three settings: wrathful, dour or rollicking. Tolkien’s writing gives a more balanced picture. His Dwarves show a full emotional range expressed in subtle, sometimes elegant, ways. Elegant Dwarves!

Far from the stereotypical “angry Dwarf shout of grief and rage!” that we get in the films, this is Gimli’s reaction on finding Balin’s tomb in Moria:

Gimli cast his hood over his face.

And when time came to escape:

Gimli had to be dragged away by Legolas: in spite of the peril he lingered by Balin’s tomb with his head bowed.

He breaks my heart, then gives it back to me whole and makes me smile:

“Dark is the water of Kheled-zâram… and cold are the springs of Kibil-nâla. My heart trembles at the thought that I may see them soon.” – The Fellowship of the Ring 

I will not quote his interactions with Galadriel, but any who have read the books will know them.

As I have said in earlier posts, the Dwarves have a passion for beauty and for craftsmanship. They are creative as well as industrious. This is a people who hang “flowering stars” on silver necklaces, create “metal wrought like fishes’ mail,” carve stone halls like beech forests, and treasure natural beauty deeply. The pop-culture ideas of elf-craft are probably closer to Tolkien’s idea of Dwarven works than the chunky and rigid images we always see. Not that there isn’t a place for stereotypical Dwarf-architecture. I like that too.

Tolkien and the clichés seem to agree that the Dwarves are strong. Tolkien’s Dwarves, at their best, have not only physical power and toughness, but deep roots to weather storms.

Last of all the eastern force to stand firm were the Dwarves of Belegost… And but for them Glaurung and his brood would have withered all that was left of the Noldor. But the Naugrim made a circle about him when he assailed them, and even his mighty armour was not full proof against the blows of their great axes; and when in his rage Glaurung turned and struck down Azaghâl, Lord of Belegost, and crawled over him, with his last stroke Azaghâl drove a knife into his belly, and so wounded him that he fled the field, and the beasts of Angband in dismay followed after him. Then the Dwarves raised up the body of Azaghâl and bore it away; and with slow steps they walked behind singing a dirge in deep voices, as it were a funeral pomp in their country, and gave no heed more to their foes; and none dared to stay them. ” Quenta Silmarilion, Chapter 20

Wisdom is more associated with the Elves in Tolkien’s tales, but I think the Dwarves have their share. Here is what the surviving Dwarves have to say to Thráin when, after the battle against the orcs of Moria, he claims victory and wishes to reclaim Khazâd-dûm.

Durin’s Heir you may be, but even with one eye you should see clearer. We fought this war for vengeance, and vengeance we have taken. But it is not sweet. If this is victory, then our hands are too small to hold it. -Appendix A

That does not sound like the impulsive behavior so often portrayed in Dwarf stereotypes. I am tired of Dwarves being fools. Gimli, in Peter Jackson’s “Lord of the Rings” films, shows less than half the intelligence and wisdom of the same character from the books. But the Khazâd are an intelligent race:

…the Dwarves were swift to learn, and indeed were more willing to learn the Elven-tongue than to teach their own to those of alien race. – Quenta Silmarilion, Chapter 10

Apart from some of the silliness in The Hobbit, I do not recall Dwarves doing stupid things, or having sub-par intelligence.

Thankfully, (for I dearly love to laugh) the Dwarves have their humor and joy as well. Thorin is probably the most “serious” Dwarf we meet (unless one counts Mîm), and the rest like to joke and laugh when they can. The plate-breaking song in the beginning of The Hobbit is an excellent example. There is a difference, though, between having a gift for humor and being comic relief.

Music and song are mentioned repeatedly in relation to the Khazâd. And this from a people in exile whose story, like that of Arda itself, is one of devastating loss and victories that come at great cost. But the Dwarves are resilient, using their outward toughness to protect the gems beneath. Gimli makes me cry and laugh, and his whole race makes me smile.

And finally, I give you an amateur reading of Gimli’s chant within Moria: My favorite of the verses in The Lord of the Rings.

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Khazâd Part II: The Deep Places of the World

If you are claustrophobic, remind yourself that you are free in the open air where you may appreciate, from afar, beauty that you never need see in person.

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The Dwarves of J. R. R. Tolkien’s Arda are closely associated with the caves of their world. If you delve into the Silmarillion, you will find that they (the caverns as well as the Dwarves) were originally shaped from stone by Aulë of the Valar.

In some ways, the Khazâd are very like the caves in which they dwell. I find that both are often misunderstood and dismissed as unlovely. Now, I am a lover of nature; of forests, flora and fauna. I can understand that, from a cursory look, caves seem dark, cold, dull, and confining to people who share my love of sunlight and living things. However, one only has to take a closer look and the subterranean world becomes a place of overwhelming wonder and beautiful fascination.

If you do not already know what I mean, follow these links to the National Geographic website and browse the photographs of caves.

The Dwarves, like their underground homes, seem one thing from an outside perspective, but have quite a different character when one delves deeper. They remind me of geodes. On the surface they are hard, rough and unlovely. Within at least some of them (or more likely most of them) there is astounding beauty. If you do not believe me, take a closer look at Gimli in The Lord of the Rings (the books, not the films. Gimli’s character in the films just represents the stereotype most people expect from fantasy Dwarves). He is, after all, the Dwarf we come to know best and we witness more of what is precious in him than in any of his kin.

It is said, in the Silmarillion, that “since they were to come in the days of the power of Melkor, Aulë made the Dwarves strong to endure. Therefore they are stone-hard, stubborn, fast in friendship and in enmity, and they suffer toil and hunger and hurt of body more hardily than all other speaking peoples; and they live long, far beyond the span of men, yet not forever.”

This is the rough, tough crust of the Dwarven geode and gives us insight into why all their strength and hardness is apparent, while their beauty is hidden. This is what we see most often as we read Tolkien’s writings. Dwarves in battle, hewing their enemies with axes, Dwarves being insular and secretive, or pragmatic or greedy and most of all, stubborn.

There is good rock here. This country has tough bones… Give me a year and a hundred of my kin and I would make this a place that armies would break upon like water. -Helm’s Deep, The Two Towers

The above is Gimli, and an example of the kind of talk most people seem to expect from Dwarves. But see, this too is Gimli:

…when the torches are kindled and men walk on the sandy floors under the echoing domes… gems and crystals and veins of precious ore glint in the polished walls; and the light glows through folded marbles, shell-like, translucent as the living hands of Queen Galadriel. There are columns of white and saffron and dawn-rose… fluted and twisted into dreamlike forms; they spring up from many-coloured floors to meet the glistening pendants of the roof: wings, ropes, curtains fine as frozen clouds; spears, banners, pinnacles of suspended palaces! Still lakes mirror them: a glimmering world looks up from dark pools covered with clear glass; cities such as the mind of Durin could scarce have imagined in his sleep, stretch on through avenues and pillared courts, on into the dark recesses where no light can come. And plink! A silver drop falls, and the round wrinkles in the glass make all the towers bend and waver like weeds and corals in a grotto of the sea. Then evening comes: they fade and twinkle out; the torches pass on into another chamber, and another dream. There is chamber after chamber, Legolas; hall opening out of hall, dome after dome, stair beyond stair; and still the winding paths lead on into the mountains’ heart. … Happy was the chance that drove me there! It makes me weep to leave them.

Strange to see such different speeches from the same character… or is it? When characters, and with them fictional races, are people rather than stereotypes, then it becomes possible for them to be this complex. And if you think that Gimli, being a Dwarf, is too biased towards subterranean beauty to be a reliable witness, here is the reaction of Legolas, the Wood Elf, after seeing Aglarond in The Return of the King:

…he was silent, and would say only that Gimli alone could find fit words to speak of them. ‘And never before has a Dwarf claimed a victory over and Elf in a contest of words,’…

Tolkien gives us only pieces of the subterranean glories of Middle Earth, with the above being, as far as I am aware, his longest description. But if Arda’s caves are anything like the world we live in then the Dwarves are in love with cathedral halls,  stone forests, underwater chambers,  living ghosts, minerals waiting to flash or glow, skies with living stars, natural murals, tunnels, rivers, artistic colors, stone lace, smooth “pearls” and infinitely more.

Now, the underground of Arda is not a safe or gentle place. It harbors ugliness, fear and death as well as great beauty. As Gandalf says in The Two Towers, “The world is gnawed by nameless things… but I will bring no report to darken the light of day.” Just as the woods of Arda hold beauty, ugliness and terror, so do the Deeps. The Dwarves have need of their rough exterior to survive in such places. Yet they are often well-rewarded for their endurance, and I do not simply mean by wealth. Too often are the Dwarves charged with valuing only gold, jewels and mithril. Gimli speaks of how he expects his people to react to Aglarond in The Two Towers:

None of Durin’s race would mine those caves for stone or ore, not if diamonds and gold could be got there. Do you cut down groves of blossoming trees in the spring-time for firewood? We would tend these glades of flowering stone, not quarry them. With cautious skill, tap by tap-a small chip of rock and no more, perhaps, in a whole anxious day-so we could work, and as the years went by, we should open up new ways, and display far chambers that are still dark, glimpsed only as a void beyond fissures in the rock. … We should make lights, such lamps as once shone in Khazad-dûm; and when we wished we would drive away the night that has lain there since the hills were made; and when we desired rest, we would let the night return.

Could a people with such feelings possibly be prosaic or ultimately materialistic? I think not. No.

Yet, how often are they represented as such? Many readers of Tolkien’s scribblings see the hard surface of the Dwarves and look no deeper. They do not realize the world of imagination they are missing. They cast a geode aside, assuming that something so plain and rough could not possibly harbor anything extraordinary within. The other races of Arda often do the same.

And yes, I am well aware that I have dived into the deep end of the nerd pool. Onwards! Next on the list is my take on the Dwarven drive to create.

For the rest of the series, look here:
Of the Free Peoples of Arda
Contrariwise
Khazâd Part I: Aulë
Khazâd Part III: Creation
Khazâd Part IV: The Road Goes On